Found 258,445 Compliance Officer resume examples
Work Experience:
- Vice President, Senior Compliance Officer & Compliance Counsel, Louis Dreyfus Highbridge Energy LLC, Stamford, CT, Dec 2010 - Feb 2012
- Vice President, Associate General Counsel, The Royal Bank of Scotland plc, Stamford, CT, Jun 2008 - Dec 2010
- Senior Counsel, Calpine Corporation, Houston, TX, May 2007 - Jun 2008
- ...
Education:
- Juris Doctor, Quinnipiac University School of Law, Hamden, CT
- Master of Arts in Marine Affairs and Policy, University of Miami, Coral Gables, FL
- ...
Work Experience:
- Compliance Officer-Contract Compliance and Supplier Diversity, City of Chicago, City Hall, Chicago, IL, Mar 2011 - Current
- Licensed Real Estate Agent, GDS Staffing, Chicago, IL, 2005 - Current
- Senior Sales Manger- Corporate Accounts, AT&T Telecommunications Corporation, Chicago, IL, Mar 2005 - Mar 2011
- ...
Education:
- Certificate in Civil Litigation & Intellectual Property, Corporate, Loyola University Chicago
- Real Estate, The Real Estate Institute of Chicago, Chicago, IL
- ...
Work Experience:
- Financial Services Officer/Deposit Compliance Officer, First State Bank, Socorro, NM, 1998 - Current
Education:
- Bachelor of Science in Business Administration, University of Phoenix
Work Experience:
- Chief Financial Officer, and the Chief Compliance Officer, WR HAMBRECHT + CO., LLC, Berwyn, PA, 2009 - Current
- Director of Brokerage Operations, WR HAMBRECHT + CO., LLC, Berwyn, PA, 1999 - 2002
- Senior Vice President, Operations and Compliance Administration, PACIFIC CENTURY INVESTMENT SERVICES, Honolulu, HI, 1995 - 1999
- ...
Work Experience:
- Loan Compliance Officer/ Commercial Credit Analyst, Rocky Mountain Bank & Trust, Colorado Springs, CO, Oct 2007 - Current
- Staff Auditor, UMB Financial Corporation, Kansas City, MO, Jan 2005 - Oct 2007
- Pension Planner/Temporary Associate, Keating and Associates, Manhattan, KS, Nov 2004 - Jan 2005
Education:
- Bachelor of Science in Accounting, Kansas State University, Manhattan, KS
Work Experience:
- Job TitleDesignated compliance office/ TAX Account Proc, Jackson Hewitt, 7918 s. Aashland, Dec 2008 - Current
- Retail Reset Merchandiser, North America Merchandising Services, Aurora ,IL, Dec 2007 - Mar 2008
- Cemetery Technician, Evergreen Cemetery, 3401 W 87th St, Evergreen Park, Mar 2001 - Sep 2001
Education:
- GED, Christian county, Talorvill il
Work Experience:
- Compliance Officer/ Supervisor, New England Security, Malden, MA, May 2016 - Current
- Bus Boy, Bar Back, Dish washer, Anthony’s Function Hall, Dec 2007 - 2013
- Los Latinos Meat Market: Cashier, Jan 2007 - Dec 2007
- ...
Education:
- Pioneer Charter School of Science, Everrett
Work Experience:
- CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER, Resilience Capital Partners, 2008 - 2013
- MANAGER, FINANCE, Medical Mutual of Ohio, 2007 - 2008
- CHIEF FINANCIAL OFFICER, The Mortgage Zone, 2006 - 2007
- ...
Education:
- Bachelor of Business Administration in Accounting, Cleveland State University
Work Experience:
- Supervisor, Logistics, AURA Export Compliance Officer, National Optical Astronomy Observatory (NOAO), Tucson, AZ, Aug 2005 - Aug 2012
- Shipping/Receiving Clerk I, Amphitheater Public Schools, Tucson, AZ, Mar 2003 - Jul 2005
- Auditor/Shipping/Receiving, Recreational Equipment, Inc, Phoenix, AZ, Sep 2000 - Dec 2002
- ...
Work Experience:
- Director of Audit Services & Corporate Compliance Officer, Reid Hospital & Health Care Services, Richmond, IN, 2009 - Current
- Chief Audit & Corporate Compliance Officer, Albemarle Health, Elizabeth City, NC, 2003 - 2009
- Coordinator of Internal Audit, Lakeland Regional Health System, Saint Joseph, MI, 2001 - 2003
- ...
Education:
- BS in Business Administration with a concentration in Accountancy, California State University, Sacramento, CA
Work Experience:
- Compliance Officer, Risk Control & Management, CSPS, Morgan Stanley & Co, Jersey City, NJ, Oct 2009 - Apr 2010
- Operations Compliance Officer, Goldman Sachs and Co, Jan 2006 - Dec 2008
- Associate , Goldman Sachs and Co, Jersey City, NJ, Nov 1987 - Dec 2008
- ...